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Advisor at SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
NEWPORT BEACH, CA | El Segundo, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC | Independent wealth | May 24, 2019 | n/a | yes | NEWPORT BEACH, CA|El Segundo, CA | Current employment |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Dec 19, 2018 | May 20, 2019 | no | SANTA MONICA, CA | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jul 12, 2016 | Dec 18, 2018 | no | SANTA MONICA, CA|SANTA MONICA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PARK AVENUE SECURITIES LLC | SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC | May 20, 2019 | May 24, 2019 | 4 | Firm change | Ibd to RIA |
| MML INVESTORS SERVICES, LLC | PARK AVENUE SECURITIES LLC | Dec 18, 2018 | Dec 19, 2018 | 1 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10409:46173:CA:2018-11-30 | Dec 18, 2018 | Dec 19, 2018 | SANTA MONICA, CA | Firm change |