DFX Intelligence

C••••••••• J••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

C••••••••• J••••• T•••••

Advisor at C••• P•••••••

Birmingham, AL | OFALLON, MO

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Search this name across graphsid dfx:ria:08d39965-9173-0391-bea7-13f357391983

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 5, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• P•••••••	Independent wealth	Mar 9, 2023	n/a	yes	OFALLON, MO\|Birmingham, AL	Current employment
E••••• J••••	National bd RIA	May 28, 2021	Nov 10, 2022	no	HOOVER, AL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	C••• P•••••••	Nov 10, 2022	Mar 9, 2023	119	Firm change	Ibd to RIA
N••••••••• M••••• I••••••••• S•••••••••	E••••• J••••	Mar 29, 2021	May 28, 2021

Relationships

Registered with (3)

→ C••• P•••••••Registered adviserregistration: current employment
Mar 9, 2023 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
May 28, 2021 to Nov 10, 2022factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Apr 3, 2020 to Mar 29, 2021factForm ADV

Dated events

Occurred
Nov 10, 2022
Advisor changed firm
C••••••••• J••••• T••••• left E••••• J•••• for C••• P••••••• (registered 2023-03-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08d39965-9173-0391-bea7-13f357391983
First observed: Mar 5, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.