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Advisor at THRIVENT INVESTMENT MANAGEMENT INC.
Alpharetta, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Dec 17, 2025 | n/a | yes | Alpharetta, GA|Alpharetta, GA | Current employment |
| MORGAN STANLEY | Wirehouse | Sep 5, 2023 | Dec 8, 2025 | no | Alpharetta, GA|Alpharetta, GA|Alpharetta, GA | Previous registration |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Jan 10, 2020 | Sep 5, 2023 | no | Alpharetta, GA|ARLINGTON, VA|Alpharetta, GA|Alpharetta, GA | Previous registration |
| J.P. MORGAN INVESTMENT MANAGEMENT INC. | Asset manager | Jun 26, 2006 | Nov 10, 2009 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | THRIVENT INVESTMENT MANAGEMENT INC. | Dec 8, 2025 | Dec 17, 2025 | 9 | Firm change | Wirehouse to ibd |
| E*TRADE CAPITAL MANAGEMENT, LLC | MORGAN STANLEY | Sep 5, 2023 | Sep 5, 2023 | 0 | Bulk transfer | RIA to wirehouse |
| J.P. MORGAN INVESTMENT MANAGEMENT INC. | E*TRADE CAPITAL MANAGEMENT, LLC | Nov 10, 2009 | Jan 10, 2020 | 3,713 | Firm change after gap | Other |