DFX Intelligence

D•••••• A• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

D•••••• A• P•••••

Advisor at J•••••• F•••••••• M••••••••• L••

BOWLING GREEN, KY

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Search this name across graphsid dfx:ria:08dfd696-7df0-1cd6-9b14-3c2097bf0851

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 6, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•••••• F•••••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•••••• F•••••••• M••••••••• L••	State registered	Dec 5, 2025	n/a	yes	BOWLING GREEN, KY	Current employment
E••••• J••••	National bd RIA	Oct 6, 2014	Nov 8, 2023	no	Maryland Heights, MO\|BOWLING GREEN, KY\|BOWLING GREEN, KY\|BOWLING GREEN, KY\|Maryland Heights, MO\|BOWLING GREEN, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	J•••••• F•••••••• M••••••••• L••	Nov 8, 2023	Dec 5, 2025	758	Firm change after gap	Ibd to state RIA

Relationships

Registered with (2)

→ J•••••• F•••••••• M••••••••• L••Registered adviserregistration: current employment
Dec 5, 2025 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Oct 6, 2014 to Nov 8, 2023factForm ADV

Dated events

Occurred
Nov 8, 2023
Advisor changed firm
D•••••• A• P••••• left E••••• J•••• for J•••••• F•••••••• M••••••••• L•• (registered 2025-12-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08dfd696-7df0-1cd6-9b14-3c2097bf0851
First observed: Oct 6, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.