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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

DOUGLAS JAMES STEFANINI

Advisor at CETERA INVESTMENT ADVISERS LLC

ATLANTA, GA

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Search this name across graphsid dfx:ria:08e26a67-2fd1-fca2-3ed5-d9a360ba2a75

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 23, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 28, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Apr 28, 1989
First registration: Jul 23, 2004
Dual registered: yes, broker-dealer
Other names: DOUGLAS JAMES STEFANINE
IAPD individual key: 1934781

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 21, 2024	n/a	yes	ATLANTA, GA\|ATLANTA, GA	Current employment
LONGVIEW WEALTH MANAGEMENT	Independent wealth	Mar 1, 2011	Sep 22, 2023	no	ATLANTA, GA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jan 6, 2005	Mar 2, 2011	no	CANTON, GA\|ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA	Previous registration
PAULSON INVESTMENT COMPANY, LLC	Former SEC adviser	Jul 23, 2004	Dec 31, 2004	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LONGVIEW WEALTH MANAGEMENT	CETERA INVESTMENT ADVISERS LLC	Sep 22, 2023	Mar 21, 2024	181	Firm change	RIA to ibd
SECURITIES AMERICA ADVISORS, INC.	LONGVIEW WEALTH MANAGEMENT	Mar 2, 2011	Mar 1, 2011	-1	Firm change	Other
PAULSON INVESTMENT COMPANY, LLC	SECURITIES AMERICA ADVISORS, INC.	Dec 31, 2004	Jan 6, 2005	6	Firm change	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Mar 21, 2024 to presentfactForm ADV
→ LONGVIEW WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Mar 1, 2011 to Sep 22, 2023factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jan 6, 2005 to Mar 2, 2011factForm ADV
→ PAULSON INVESTMENT COMPANY, LLCRegistered adviserregistration: previous registration
Jul 23, 2004 to Dec 31, 2004factForm ADV

Dated events

Occurred
Sep 22, 2023
Advisor changed firm
Douglas James Stefanini left Longview Wealth Management for Cetera Investment Advisers Llc (registered 2024-03-21)
Form ADVobserved 6 days ago