DFX Intelligence

R•••••• M••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

R•••••• M••••• S•••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Nantucket, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:08ed5f2d-b4e0-688c-9a35-6a7818f7c112

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 31, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jun 16, 2026	n/a	yes	Nantucket, MA	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Aug 13, 2018	Jun 15, 2026	no	Wellesley, MA\|BURLINGTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jun 15, 2026	Jun 16, 2026	1	Firm change	Ibd to ibd
K•••••••• I••••••••• A•••••••• I•••	D•••••• I••••••••• A•••••••• I•••	Aug 20, 2018	Oct 26, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:134139:MA:2026-06-15	Jun 15, 2026	Jun 16, 2026	BURLINGTON, MA	Firm change
165198:8032:MA:2018-05-14	May 14, 2018	Aug 13, 2018	WELLESLEY, MA	Firm change

Relationships

Registered with (4)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Jun 16, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Aug 13, 2018 to Jun 15, 2026factForm ADV
→ K•••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 31, 2004 to Aug 20, 2018factForm ADV
→ D•••••• I••••••••• A•••••••• I•••

Dated events

Occurred
Jun 15, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08ed5f2d-b4e0-688c-9a35-6a7818f7c112
First observed: Aug 31, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.