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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

IGNACIO ALFREDO HERRERO

Advisor at WELLS FARGO ADVISORS

MIAMI, FL | CORAL GABLES, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Oct 13, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 6, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Oct 6, 2003
First registration: Oct 13, 2003
Dual registered: yes, broker-dealer
Other names: AL HERRERO
IAPD individual key: 4302149

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Mar 10, 2020	n/a	yes	MIAMI, FL\|CORAL GABLES, FL\|MIAMI, FL\|CORAL GABLES, FL	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Mar 17, 2020	no	MIAMI BEACH, FL\|PINECREST,, FL\|CORAL GABLES, FL\|CORAL GABLES, FL\|CORAL GABLES, FL\|MIAMI LAKES, FL\|CORAL GABLES, FL\|MIAMI LAKES, FL\|MIAMI LAKES, FL\|HIALEAH, FL\|MIAMI GARDENS, FL\|MIAMI, FL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 16, 2010	Oct 1, 2012	no	MIAMI BEACH, FL\|PLANTATION, FL	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Aug 8, 2006	May 10, 2007	no	PEMBROKE PINES, FL\|PEMBROKE PINES, FL\|BOCA RATON, FL	Previous registration
NORTHERN TRUST SECURITIES, INC	Bd affiliated wealth	Jul 20, 2005	Aug 3, 2006	no	MIAMI, FL\|MIAMI, FL	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Aug 6, 2004	Jul 7, 2005	no	MIAMI, FL	Previous registration
UNION PLANTERS INVESTMENT ADVISORS, INC.	n/a	Oct 13, 2003	Aug 5, 2004	no	MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Mar 17, 2020	Mar 10, 2020	-7	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
UVEST FINANCIAL SERVICES GROUP, INC.	CHASE INVESTMENT SERVICES CORP.	May 10, 2007	Apr 16, 2010	1,072	Firm change after gap	Other
NORTHERN TRUST SECURITIES, INC	UVEST FINANCIAL SERVICES GROUP, INC.	Aug 3, 2006	Aug 8, 2006	5	Firm change	Other
MORGAN KEEGAN & COMPANY, LLC	NORTHERN TRUST SECURITIES, INC	Jul 7, 2005	Jul 20, 2005	13	Firm change	Other
UNION PLANTERS INVESTMENT ADVISORS, INC.	MORGAN KEEGAN & COMPANY, LLC	Aug 5, 2004	Aug 6, 2004	1	Bulk transfer	Other

Relationships

Registered with (7)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Mar 10, 2020 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Mar 17, 2020factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 16, 2010 to Oct 1, 2012factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Aug 8, 2006 to May 10, 2007factForm ADV
→ NORTHERN TRUST SECURITIES, INCRegistered adviserregistration: previous registration
Jul 20, 2005 to Aug 3, 2006factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Aug 6, 2004 to Jul 7, 2005factForm ADV
→ UNION PLANTERS INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Oct 13, 2003 to Aug 5, 2004factForm ADV

Dated events

No dated event names this entity yet.