DFX Intelligence

R••••••• G•••• I••••••••• A••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

R••••••• G•••• I••••••••• A••••••

R••••••• GROUP LLC, CRD 317946

CARMEL, IN

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Search this name across graphsid dfx:ria:090139c9-5a96-d4bb-5077-d9a6b7028106

Data as of Jan 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 8, 2026 to Jan 8, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $3.6M••• Locked
Discretionary RAUM: $3.6M
Private client RAUM: $3.3Mderived••• Locked
Private client share: 92%derivedprivate client RAUM over total RAUM
Employees: 1
Advisory employees: 1
Offices

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••••• S•••••	n/a	CARMEL, IN	0	25	2	no

Relationships

Registered with (1)

← R••••••• S•••••Advisorregistration: previous registration
Feb 8, 2022 to Dec 31, 2025factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:090139c9-5a96-d4bb-5077-d9a6b7028106
First observed: Jan 8, 2026
Last observed: Jan 8, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.