This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UBS FINANCIAL SERVICES INC.

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Aug 31, 2019

First registration

Sep 9, 2019

Dual registered

yes, broker-dealer

IAPD individual key

7110713

• Occurred

  Dec 31, 2025
  Advisor changed firm

  Alex Gordon Hill left Northwestern Mutual Investment Services,Llc for Ubs Financial Services Inc. (registered 2026-03-30)

  Form ADVobserved 6 days ago
• Occurred

  Nov 9, 2022
  Advisor changed firm

  Alex Gordon Hill left First Command Advisory Services for Northwestern Mutual Investment Services,Llc (registered 2022-10-11)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:090b0fbe-a132-66a5-5b07-db35137287ef

First observed

Sep 9, 2019

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.