DFX Intelligence

T•• L•• G••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

T•• L•• G••••• I•••

CRD 128055

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Search this name across graphsid dfx:ria:09104491-471a-a810-55db-a306ed81cd4f

Data as of Feb 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 23, 2012 to Feb 23, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $507M••• Locked
Discretionary RAUM: $416M
Private client RAUM: $487Mderived••• Locked
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $254Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
N••••• J•••••• L••	n/a	LAKE OSWEGO, OR	14	36	n/a	no
B•••••• S•••• L••	n/a	LAKE OSWEGO, OR	1	36

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L••• N•••••• J••••••	PRESIDENT/CHIEF COMPLIANCE OFFICER	D	yes	06/1996	Mar 23, 2012	Aug 5, 2024
L••• B••••••• S••••	CHIEF OPERATING OFFICER	C	yes	06/1996	Mar 23, 2012	Aug 5, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$507M	$388M	30.7%	$323M	16.2%	2	2	0	0

Relationships

Registered with (2)

← B•••••• S•••• L••Advisorregistration: current employment
Dec 5, 2024 to presentfactForm ADV
← N••••• J•••••• L••Advisorregistration: current employment
Mar 31, 2012 to presentfactForm ADV

Controls (2)

← L••• N•••••• J••••••OwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 23, 2012 to Aug 5, 2024factForm ADV
← L••• B••••••• S••••

Dated events

Occurred
Feb 23, 2026
Regulatory AUM changed
T•• L•• G••••• I••• reported RAUM $507.4M, up 31% from $388.3M (2025-03-25 to 2026-02-23)
Form ADVobserved 7 days ago
$119M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:09104491-471a-a810-55db-a306ed81cd4f
First observed: Mar 23, 2012
Last observed: Feb 23, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.