DFX Intelligence

C••••••••• J•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

C••••••••• J•••• C•••••••

Advisor at U•• F•••••••• S••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:091cb4f3-46ba-222f-0074-3a75113b4483

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 1, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 27, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Sep 18, 2008	n/a	yes	Mill Valley, CA\|SAN FRANCISCO, CA\|NASHVILLE, TN\|Nashville, TN	Current employment
L••••• B••••••• I•••	n/a	Nov 13, 2006	Sep 24, 2008	no	NEW YORK, NY\|SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• B••••••• I•••	U•• F•••••••• S••••••• I•••	Sep 24, 2008	Sep 18, 2008	-6	Firm change	Other
T••••• W••••• P••••••• L••	L••••• B••••••• I•••	Nov 13, 2006	Nov 13, 2006

Relationships

Registered with (3)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: current employment
Sep 18, 2008 to presentfactForm ADV
→ L••••• B••••••• I•••Registered adviserregistration: previous registration
Nov 13, 2006 to Sep 24, 2008factForm ADV
→ T••••• W••••• P••••••• L••Registered adviserregistration: previous registration
Feb 1, 2000 to Nov 13, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:091cb4f3-46ba-222f-0074-3a75113b4483
First observed: Feb 1, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.