DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

Eugene Alan Cheng

Advisor at LPL FINANCIAL LLC

ROLLING HILLS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:091ff7a5-3361-be4b-6704-b38e2bff8ab2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 27, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 23, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Oct 23, 1984
First registration: Mar 27, 1998
Dual registered: yes, broker-dealer
IAPD individual key: 807503

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 1, 2025	n/a	yes	ROLLING HILLS, CA	Current employment
GROVE POINT ADVISORS, LLC	Former SEC adviser	Jul 16, 2021	May 1, 2025	no	ROCKVILLE, MD\|Rolling Hills Estates, CA	Previous registration
H. BECK, INC.	Former SEC adviser	Feb 9, 2011	Aug 8, 2017	no	Rolling Hills Estates, CA\|Rockville, MD	Previous registration
CANTELLA & CO., INC.	Former SEC adviser	Jul 7, 2009	Jan 31, 2011	no	LOS ANGLES, CA\|MALDEN, MA\|HERMOSA BEACH, CA	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jun 7, 2006	Jul 1, 2009	no	LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Jun 7, 2006	no	CARLSBAD, CA\|CARLSBAD, CA	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Mar 27, 1998	Jul 1, 2003	no	ENCINO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GROVE POINT ADVISORS, LLC	LPL FINANCIAL LLC	May 1, 2025	May 1, 2025	0	Bulk transfer	Ibd to ibd
H. BECK, INC.	GROVE POINT ADVISORS, LLC	Aug 8, 2017	Jul 16, 2021	1,438	Firm change after gap	Other
CANTELLA & CO., INC.	H. BECK, INC.	Jan 31, 2011	Feb 9, 2011	9	Firm change	Other
COMMONWEALTH FINANCIAL NETWORK	CANTELLA & CO., INC.	Jul 1, 2009	Jul 7, 2009	6	Firm change	Other
WELLS FARGO ADVISORS	COMMONWEALTH FINANCIAL NETWORK	Jun 7, 2006	Jun 7, 2006	0	Firm change	Wirehouse to ibd
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Relationships

Registered with (7)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 1, 2025 to presentfactForm ADV
→ GROVE POINT ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 16, 2021 to May 1, 2025factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
Feb 9, 2011 to Aug 8, 2017factForm ADV
→ CANTELLA & CO., INC.Registered adviserregistration: previous registration
Jul 7, 2009 to Jan 31, 2011factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Jun 7, 2006 to Jul 1, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Jun 7, 2006factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Mar 27, 1998 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.