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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

BROADLIGHT CAPITAL MANAGEMENT, LLC

CRD 315015

GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:09263afe-2cc3-c730-4ee7-d9d339b016e0

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 2
Observed: Jun 2, 2021 to Mar 30, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Broadlight Capital Management, LLC

Private equity manager · shared crd

Independent Sponsorsidentity

Broadlight Capital Management, LLC

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $288MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $288M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 6
Individual clients: 0
High net worth clients: 0
Private funds: 6Schedule D 7.B(1)
Custody, client assets: $184M
SEC number: 801-121675
CRD: 315015
Filings on the tape: 10
First filed: Jun 2, 2021
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, DE
Website: broadlightcapital.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
BROADLIGHT CAPITAL PARTNERS FUND I-A, L.P.	Private Equity Fund	$20.2M	Mar 28, 2024	17	Oct 29, 2021	reported	021-418232
BROADLIGHT CAPITAL PARTNERS FUND I, L.P.	Private Equity Fund	$14.6M	Mar 28, 2024	133	Oct 29, 2021	reported	021-418230
BROADLIGHT CAPITAL PARTNERS FUND I-B, L.P.	Private Equity Fund	$3.3M	Mar 28, 2024	20	Oct 29, 2021	reported	021-418234
BROADLIGHT ZAPP SPV, L.P.	Private Equity Fund	$2.3M	Mar 28, 2024	16	Mar 28, 2023	reported	021-445022

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DORFMAN, DAVID, AUSTIN	MANAGING PARTNER	C	yes	01/2021	Jun 2, 2021	Mar 28, 2024
MORROW, BRENDAN, JOSEPH	CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER	Na	yes	05/2022	May 25, 2022	Mar 28, 2024
YORN, KEVIN	Partner	C	yes	01/2021	Jun 2, 2021	Mar 28, 2024
YORN, RICHARD, MARC	Partner	C	yes	01/2021	Jun 2, 2021	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BROADLIGHT CAPITAL PARTNERS FUND I GP, L.P.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$288M	$288M	8	4	0	6	n/a
2024	Mar 27, 2025	$218M	$218M	7	4	0	5	n/a
2023	Mar 28, 2024	$214M	$214M	6	4	0	4	$40.5M
2022	Mar 28, 2023	$197M	$197M	7	5	0	4	$36.5M
2021	Mar 29, 2022	$118M	$118M	7	4	1	3	$118M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$288M	$218M	32.1%	$197M	13.4%	8	7	0	0

Relationships

Advises (4)

→ BROADLIGHT CAPITAL PARTNERS FUND I, L.P.Private fundPrivate Equity Fund, IA
Oct 29, 2021 to presentfactForm ADV
→ BROADLIGHT ZAPP SPV, L.P.Private fundPrivate Equity Fund, IA
Mar 28, 2023 to presentfactForm ADV
→ BROADLIGHT CAPITAL PARTNERS FUND I-A, L.P.Private fundPrivate Equity Fund, IA
Oct 29, 2021 to presentfactForm ADV
→ BROADLIGHT CAPITAL PARTNERS FUND I-B, L.P.Private fundPrivate Equity Fund, IA
Oct 29, 2021 to presentfactForm ADV

Controls (4)

← YORN, RICHARD, MARCOwnerPARTNER, ownership code C, individual
Jun 2, 2021 to Mar 28, 2024factForm ADV
← DORFMAN, DAVID, AUSTINOwnerMANAGING PARTNER, ownership code C, individual
Jun 2, 2021 to Mar 28, 2024factForm ADV
← MORROW, BRENDAN, JOSEPHOwnerCHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
May 25, 2022 to Mar 28, 2024factForm ADV
← YORN, KEVINOwnerPARTNER, ownership code C, individual
Jun 2, 2021 to Mar 28, 2024factForm ADV

Dated events

Occurred
May 25, 2022
Control person joined
Joseph Brendan Morrow (Chief Compliance Officer And Chief Financial Officer) appeared on Schedule A of Broadlight Capital Management, Llc
Form ADVobserved 4 days ago
Occurred
Jun 2, 2021
First Form ADV filing
Broadlight Capital Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:09263afe-2cc3-c730-4ee7-d9d339b016e0
First observed: Jun 2, 2021
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BROADLIGHT CAPITAL MANAGEMENT, LLC

CRD 315015

GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:09263afe-2cc3-c730-4ee7-d9d339b016e0

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:33 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

BROADLIGHT CAPITAL PARTNERS FUND I-A, L.P.

Private Equity Fund

$20.2M

Mar 28, 2024

Oct 29, 2021

reported

021-418232

BROADLIGHT CAPITAL PARTNERS FUND I, L.P.

Private Equity Fund

$14.6M

Mar 28, 2024

133

Oct 29, 2021

reported

021-418230

BROADLIGHT CAPITAL PARTNERS FUND I-B, L.P.

Private Equity Fund

$3.3M

Mar 28, 2024

Oct 29, 2021

reported

021-418234

BROADLIGHT ZAPP SPV, L.P.

Private Equity Fund

$2.3M

Mar 28, 2024

Mar 28, 2023

reported

021-445022

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DORFMAN, DAVID, AUSTIN

MANAGING PARTNER

yes

01/2021

Jun 2, 2021

Mar 28, 2024

MORROW, BRENDAN, JOSEPH

CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER

yes

05/2022

May 25, 2022

Mar 28, 2024

YORN, KEVIN

Partner

yes

01/2021

Jun 2, 2021

Mar 28, 2024

YORN, RICHARD, MARC

Partner

yes

01/2021

Jun 2, 2021

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BROADLIGHT CAPITAL PARTNERS FUND I GP, L.P.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$288M

n/a

2024

Mar 27, 2025

$218M

n/a

2023

Mar 28, 2024

$214M

$40.5M

2022

Mar 28, 2023

$197M

$36.5M

2021

Mar 29, 2022

$118M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$288M

$218M

32.1%

$197M

13.4%