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G••• A••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

G••• A••••• T•••••

Advisor at I••••• G••••• A•••••••

SAN MARINO, CA

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Search this name across graphsid dfx:ria:0926bbc3-e9b5-e37c-e837-cad1d1b45ab8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••• G••••• A•••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 5, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••• G••••• A•••••••	State registered	Nov 5, 2013	n/a	yes	SAN MARINO, CA	Current employment
F••• W••••• A•••••••• I•••	Former SEC adviser	Oct 4, 2022	Jul 25, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• M••••••••• N•••••• I••	F••• W••••• A•••••••• I•••	Jun 17, 2024	Oct 4, 2022	-622	Firm change after gap	Other
F••• W••••• A•••••••• I•••	n/a	Jul 25, 2023	n/a

Relationships

Registered with (5)

→ I••••• G••••• A•••••••Registered adviserregistration: current employment
Nov 5, 2013 to presentfactForm ADV
→ F•••••••• M••••••••• N•••••• I••Registered adviserregistration: previous registration
Dec 10, 2014 to Jun 17, 2024factForm ADV
→ F••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 4, 2022 to Jul 25, 2023factForm ADV
→ M•• F•••••••• G••••• I•••Registered adviser

Dated events

Occurred
Jun 17, 2024
Advisor changed firm
G••• A••••• T••••• left F•••••••• M••••••••• N•••••• I•• for F••• W••••• A•••••••• I••• (registered 2022-10-04)
Form ADVobserved 6 days ago
Occurred
Jul 25, 2023
Advisor departed, no destination yet
G••• A••••• T••••• no longer registered at F••• W••••• A•••••••• I•••; no later IA registration on IAPD
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0926bbc3-e9b5-e37c-e837-cad1d1b45ab8
First observed: Aug 14, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.