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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

THOMAS SCOTT WIDENER

Advisor at LPL FINANCIAL LLC

ALEXANDRIA, KY | FORT MILL, SC

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Search this name across graphsid dfx:ria:092a3949-62b6-8797-c17c-0cd8d73fe893

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 5, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 7, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 7, 1995
First registration: Sep 5, 2006
Dual registered: yes, broker-dealer
Other names: SCOTT WIDENER
IAPD individual key: 2665341

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 24, 2022	n/a	yes	FORT MILL, SC\|ALEXANDRIA, KY	Current employment
ON INVESTMENT MANAGEMENT CO	Bd affiliated wealth	May 19, 2014	Oct 10, 2022	no	CINCINNATI, OH	Previous registration
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	Jul 23, 2010	May 8, 2012	no	CROSSVILLE, TN	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 5, 2006	Mar 26, 2008	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ON INVESTMENT MANAGEMENT CO	LPL FINANCIAL LLC	Oct 10, 2022	Oct 24, 2022	14	Firm change	Ibd to RIA
J.J.B. HILLIARD, W.L. LYONS, LLC	ON INVESTMENT MANAGEMENT CO	May 8, 2012	May 19, 2014	741	Firm change after gap	Other
WELLS FARGO ADVISORS	J.J.B. HILLIARD, W.L. LYONS, LLC	Mar 26, 2008	Jul 23, 2010	849	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 24, 2022 to presentfactForm ADV
→ ON INVESTMENT MANAGEMENT CORegistered adviserregistration: previous registration
May 19, 2014 to Oct 10, 2022factForm ADV
→ J.J.B. HILLIARD, W.L. LYONS, LLCRegistered adviserregistration: previous registration
Jul 23, 2010 to May 8, 2012factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 5, 2006 to Mar 26, 2008factForm ADV

Dated events

Occurred
Oct 10, 2022
Advisor changed firm
Thomas Scott Widener left On Investment Management Co for Lpl Financial Llc (registered 2022-10-24)
Form ADVobserved 5 days ago