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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ST. PETERSBURG, FL | Appleton, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Apr 26, 2018 | n/a | yes | Appleton, WI | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Apr 26, 2018 | n/a | yes | ST. PETERSBURG, FL|Appleton, WI | Current employment |
| INVESTMENT CENTERS OF AMERICA, INC. | Former SEC adviser | Sep 9, 2005 | Apr 24, 2018 | no | APPLETON, WI|APPLETON, WI|APPLETON, WI | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | Jan 24, 2005 | Apr 24, 2018 | no | APPLETON, WI|APPLETON, WI|APPLETON, WI|CHERRY HILL, NJ|APPLETON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTMENT CENTERS OF AMERICA, INC. | RAYMOND JAMES & ASSOCIATES, INC. | Apr 24, 2018 | Apr 26, 2018 | 2 | Firm change | Other |
| SII INVESTMENTS, INC. | INVESTMENT CENTERS OF AMERICA, INC. | Apr 24, 2018 | Sep 9, 2005 | -4,610 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 16443:705:WI:2018-04-24 | Apr 24, 2018 | Apr 26, 2018 | APPLETON, WI | Firm change |
| 2225:16443:WI:2018-04-23 | Apr 24, 2018 | Sep 9, 2005 | APPLETON, WI | Firm change after gap |