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Advisor at U.S. BANCORP ADVISORS, LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Feb 13, 2026 | n/a | yes | NEW YORK, NY | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Feb 27, 2024 | Feb 13, 2026 | no | NEW YORK, NY | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Oct 24, 2023 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|BROOKLYN, NY|BROOKLYN, NY|Staten Island, NY|BRONX, NY|BRONX, NY|BRONX, NY|NEW YORK, NY|BRONX, NY|BRONX, NY|BRONX, NY|NEW YORK, NY|New York, NY|NEW YORK, NY|New York, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|NEW YORK, NY|BRONX, NY|BRONX, NY|BRONX, NY|NEW YORK, NY|NEW YORK, NY|BRONX, NY|BRONX, NY|BRONX, NY|NEW YORK, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|NEW YORK, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|NEW YORK, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|NEW YORK, NY|NEW YORK, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|BRONX, NY|Bronx, NY|Rockville Centre, NY|RIDGEWOOD, NY|WOODSIDE, NY|FOREST HILLS, NY|MASPETH, NY|ELMHURST, NY|SUNNYSIDE, NY|JACKSON HEIGHTS, NY|FOREST HILLS, NY|REGO PARK, NY|HOLLIS, NY|ASTORIA, NY|MIDDLE VILLAGE, NY|GLENDALE, NY|JAMAICA, NY|ELMHURST, NY|RICHMOND HILL, NY|HOWARD BEACH, NY|WOODHAVEN, NY|RIDGEWOOD, NY|KEW GARDENS, NY|LONG ISLAND CITY, NY|SOUTH RICHMOND HILL, NY|FRESH MEADOWS, NY|ASTORIA, NY|LONG ISLAND CITY, NY|LONG ISLAND CITY, NY|JAMAICA, NY|JAMAICA ESTATES, NY|FLUSHING, NY|OZONE PARK, NY|FOREST HILLS, NY|ASTORIA, NY|FOREST HILLS, NY|RICHMOND HILL, NY|MASPETH, NY|FOREST HILLS, NY|JAMAICA, NY|JAMAICA, NY|MIDDLE VILLAGE, NY|SUNNYSIDE, NY|FLUSHING, NY|MASPETH, NY|REGO PARK, NY|RIDGEWOOD, NY|JAMAICA, NY|WOODHAVEN, NY|FOREST HILLS, NY|ASTORIA, NY|JAMAICA, NY|HOWARD BEACH, NY|ASTORIA, NY|CORONA, NY|OZONE PARK, NY|GLEN OAKS, NY|LITTLE NECK, NY|FLORAL PARK, NY|LAURELTON, NY|OAKLAND GARDENS, NY|FLUSHING, NY|ST ALBANS, NY|BAYSIDE, NY|QUEENS VILLAGE, NY|BAYSIDE, NY|BELLEROSE, NY|LITTLE NECK, NY|OAKLAND GARDENS, NY|FLUSHING, NY|ROCKAWAY PARK, NY|FAR ROCKAWAY, NY|ARVERNE, NY|HOWARD BEACH, NY | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Dec 20, 2006 | Oct 1, 2012 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK,, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|LONG ISLAND CITY, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP ADVISORS, LLC | Feb 13, 2026 | Feb 13, 2026 | 0 | Bulk transfer | Ibd to ibd |
| J.P. MORGAN SECURITIES LLC | U.S. BANCORP INVESTMENTS, INC. | Oct 24, 2023 | Feb 27, 2024 | 126 | Firm change | Wirehouse to ibd |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |