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S••••• GLOBAL MANAGEMENT INC., CRD 104558
LA JOLLA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| S••••• M••••• W•••• E••••• F••• L••• | Hedge Fund | $42.8M | Feb 3, 2016 | 80 | Feb 22, 2012 | dropped | 021-1320075 |
| S••••• W•••• D••••••••• G•••• L•• | Securitized Asset Fund | $21.0M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A••• J•••••••• A•• | Trustee | E | yes | 10/2006 | Jul 17, 2013 | Oct 17, 2017 |
| A••• P•••• H• | Trustee | E | yes | 10/2006 | Feb 22, 2012 | Oct 17, 2017 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| A••• D••••••••• I••• | n/a | n/a | n/a | N | no | n/a |
| S••••• E••••• D••••••••• G••••• L•• | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2016 | Mar 21, 2017 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2016 | $33.5M | $120M | -72.1% | $394M | -56.0% | 6 | 9 | 0 | n/a |
| 60 |
| Feb 22, 2012 |
| reported |
| 021-1462778 |
| MANAGING DIRECTOR |
| C |
| yes |
| 05/2013 |
| Jul 17, 2013 |
| Oct 17, 2017 |
| G•••••• J••••••• J•••• | CHIEF COMPLIANCE OFFICER | Na | yes | 10/2008 | Feb 22, 2012 | Oct 17, 2017 |
| J••• T• M••••••• • S••••• L• M••••••• F••••• T•••• | Trust | C | yes | 03/2017 | Mar 21, 2017 | Oct 17, 2017 |
| M•••••••• J•••• T••••• | Trustee | D | yes | 03/2017 | Feb 22, 2012 | Oct 17, 2017 |
| M•••••••• S••••• L•• | Trustee | D | yes | 03/2017 | Jul 17, 2013 | Oct 17, 2017 |
| T•• P••• A•• J••••••• A•• F••••• T•••• | LIVING TRUST | A | yes | 10/2006 | Jul 17, 2013 | Oct 17, 2017 |
| $50.0M |
| $50.0M |
| 6 |
| 4 |
| n/a |
| 1 |
| $50.0M |
| 2015 | Feb 3, 2016 | $120M | $120M | 9 | 6 | n/a | 2 | $232M |
| 2014 | Feb 3, 2015 | $248M | $248M | 11 | 8 | n/a | 2 | $232M |
| 2013 | Feb 13, 2014 | $394M | $394M | 13 | 10 | n/a | 2 | $332M |
| 2012 | Feb 22, 2013 | $467M | $467M | 14 | 11 | n/a | 2 | $374M |
| 2011 | Feb 22, 2012 | $416M | $416M | n/a | n/a | n/a | 2 | $374M |