DFX Intelligence

M••••••• D•••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst28 years in industry

M••••••• D•••• G••••••••

Advisor at K••••••• W••••• S••••••••• L••

OAKLAND P•••, FL

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Search this name across graphsid dfx:ria:0951c943-34f4-6939-3915-a7e26051732a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 26, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••••• W••••• S••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 13, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••••• W••••• S••••••••• L••	State registered	Jun 13, 2025	n/a	yes	OAKLAND P•••, FL	Current employment
M•••••••• A••••••• S•••••••• L••	n/a	May 20, 2005	Dec 31, 2009	no	WASHINGTON, DC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••••• A••••••• S•••••••• L••	K••••••• W••••• S••••••••• L••	Dec 31, 2009	Jun 13, 2025	5,643	Firm change after gap	Other
P••• A••••• S••••••••• L••	M•••••••• A••••••• S•••••••• L••	Mar 30, 2005	May 20, 2005

Relationships

Registered with (3)

→ K••••••• W••••• S••••••••• L••Registered adviserregistration: current employment
Jun 13, 2025 to presentfactForm ADV
→ M•••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
May 20, 2005 to Dec 31, 2009factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
May 26, 2004 to Mar 30, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0951c943-34f4-6939-3915-a7e26051732a
First observed: May 26, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.