This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$44.6MItem 5.F on the latest filing (2021-10-21); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$44.6M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$22.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

18

Advisory employees

11

Offices

0Schedule D 1.F, beyond the principal office

Accounts

2

Custody, client assets

$2.6M

SEC number

801-108591

CRD

285753

Filings on the tape

13

First filed

Oct 25, 2016

Latest filed

Oct 21, 2021

Organised

Limited Liability Company, Delaware

• Occurred

  Oct 21, 2021
  Regulatory AUM changed

  Arboretum Investment Advisors, Llc reported RAUM $44.6M, down 72% from $158.0M (2021-03-26 to 2021-10-21)

  Form ADVobserved 5 days ago
  $-113M
• Occurred

  Oct 25, 2016
  First Form ADV filing

  Sqn Investment Advisors, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:09543ff0-e38a-9319-5a20-0f097ec92ac0

First observed

Oct 25, 2016

Last observed

Oct 21, 2021 59 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.