DFX Intelligence

G••••• G••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

G••••• G••••• F•••••

Advisor at C••••• I••••••••• A••••••• L••

STUART, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0954b78e-3d5f-3d52-4468-9c048d452e5a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 17, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 2, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Feb 16, 2024	n/a	yes	STUART, FL	Current employment
L••• C•••••• P••••••••• P•••••••• I•••	n/a	May 24, 2012	Jul 21, 2023	no	STUART, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••• C•••••• P••••••••• P•••••••• I•••	C••••• I••••••••• A••••••• L••	Jul 21, 2023	Feb 16, 2024	210	Firm change	Other
I•••••••• C•••••• A•••••••	L••• C•••••• P••••••••• P•••••••• I•••	Oct 3, 2016	May 24, 2012

Relationships

Registered with (3)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Feb 16, 2024 to presentfactForm ADV
→ L••• C•••••• P••••••••• P•••••••• I•••Registered adviserregistration: previous registration
May 24, 2012 to Jul 21, 2023factForm ADV
→ I•••••••• C•••••• A•••••••Registered adviserregistration: previous registration
Jun 9, 2008 to Oct 3, 2016factForm ADV

Dated events

Occurred
Jul 21, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0954b78e-3d5f-3d52-4468-9c048d452e5a
First observed: Mar 17, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.