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J••••• U• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor37 years in industry

J••••• U• M•••••••

Advisor at B••••••••• F•••••••• A•••••••

COLUMBIA, MD

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Search this name across graphsid dfx:ria:0956a618-8611-5e1a-bc16-da10ff2786fd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 22, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 26, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• F•••••••• A•••••••	Independent wealth	Jun 5, 2015	n/a	yes	COLUMBIA, MD	Current employment
W•••• F•••• A•••••••	Wirehouse	Aug 21, 2009	May 27, 2015	no	CHARLOTTE, NC\|RICHMOND, VA\|CHARLOTTE, NC

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	B••••••••• F•••••••• A•••••••	May 27, 2015	Jun 5, 2015	9	Firm change	Other
U•• F•••••••• S••••••• I•••	W•••• F•••• A•••••••	Aug 26, 2009

Relationships

Registered with (3)

→ B••••••••• F•••••••• A•••••••Registered adviserregistration: current employment
Jun 5, 2015 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 21, 2009 to May 27, 2015factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Sep 22, 2006 to Aug 26, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0956a618-8611-5e1a-bc16-da10ff2786fd
First observed: Sep 22, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.