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W••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

W••••• W•••

Advisor at A•••••• F••••••••• I•••

New York, NY

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Search this name across graphsid dfx:ria:0961e065-1b64-402c-1acb-4ba4742ffd9b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 12, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• F••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• F••••••••• I•••	Independent wealth	Jan 27, 2025	n/a	yes	New York, NY	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jul 9, 2020	Feb 9, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	A•••••• F••••••••• I•••	Feb 9, 2023	Jan 27, 2025	718	Firm change after gap	Ibd to RIA
T••••••••• F•••••••• A•••••••• L••	M•• I•••••••• S•••••••• L••	Jul 10, 2020

Relationships

Registered with (3)

→ A•••••• F••••••••• I•••Registered adviserregistration: current employment
Jan 27, 2025 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 9, 2020 to Feb 9, 2023factForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 12, 2015 to Jul 10, 2020factForm ADV

Dated events

Occurred
Feb 9, 2023
Advisor changed firm
W••••• W••• left M•• I•••••••• S•••••••• L•• for A•••••• F••••••••• I••• (registered 2025-01-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0961e065-1b64-402c-1acb-4ba4742ffd9b
First observed: Jan 12, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.