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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

JOHN DEFORREST WILLIAMSON

Advisor at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

RED BANK, NJ | Steilacoom, WA | TACOMA, WA

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Search this name across graphsid dfx:ria:0967cf94-d491-dc11-65ad-8d434c2f9398

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 19, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 13, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 2
Exams: S65|S63
First exam: Sep 13, 1993
First registration: Dec 19, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 2357023

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PENNY LANE WEALTH MANAGEMENT, LLC	State registered	Mar 23, 2023	n/a	yes	TACOMA, WA	Current employment
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC	Independent wealth	Sep 18, 2017	n/a	yes	Steilacoom, WA\|RED BANK, NJ	Current employment
TAHOMA INVESTMENT ADVISORS, LLC	n/a	Apr 17, 2009	Jun 28, 2011	no	TACOMA, WA	Previous registration
FOCUS INVESTMENTS NW, INC.	n/a	Mar 21, 2006	May 15, 2008	no	TACOMA, WA	Previous registration
PORTFOLIO STRATEGIES INC	Independent wealth	Dec 19, 2001	Jan 18, 2023	no	TACOMA, WA\|TACOMA, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PORTFOLIO STRATEGIES INC	FOCUS INVESTMENTS NW, INC.	Jan 18, 2023	Mar 21, 2006	-6,147	Firm change after gap	Other
TAHOMA INVESTMENT ADVISORS, LLC	ALEXANDER CAPITAL WEALTH MANAGEMENT LLC	Jun 28, 2011	Sep 18, 2017	2,274	Firm change after gap	Other
FOCUS INVESTMENTS NW, INC.	TAHOMA INVESTMENT ADVISORS, LLC	May 15, 2008	Apr 17, 2009	337	Firm change	Other

Relationships

Registered with (5)

→ PENNY LANE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Mar 23, 2023 to presentfactForm ADV
→ ALEXANDER CAPITAL WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Sep 18, 2017 to presentfactForm ADV
→ PORTFOLIO STRATEGIES INCRegistered adviserregistration: previous registration
Dec 19, 2001 to Jan 18, 2023factForm ADV
→ TAHOMA INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 17, 2009 to Jun 28, 2011factForm ADV
→ FOCUS INVESTMENTS NW, INC.Registered adviserregistration: previous registration
Mar 21, 2006 to May 15, 2008factForm ADV

Dated events

Occurred
Jan 18, 2023
Advisor changed firm
John Deforrest Williamson left Portfolio Strategies Inc for Focus Investments Nw, Inc. (registered 2006-03-21)
Form ADVobserved 6 days ago