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J••••• M••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

J••••• M••• W•••••

Advisor at M••••••• W••••• M••••••••• L••

LEXINGTON, KY

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Search this name across graphsid dfx:ria:096cbbcf-8b5a-f36f-fac9-2b5ab444703e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 15, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 23, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• W••••• M••••••••• L••	Independent wealth	Jul 21, 2025	n/a	yes	LEXINGTON, KY	Current employment
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Jul 29, 2022	Jul 20, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• W• B•••• • C•• I•••••••••	M••••••• W••••• M••••••••• L••	Jul 20, 2025	Jul 21, 2025	1	Firm change	RIA to RIA
T••••• A••••••• S•••••••• I•••	R••••• W• B•••• • C•• I•••••••••	Jun 24, 2022

Relationships

Registered with (5)

→ M••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jul 21, 2025 to presentfactForm ADV
→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: previous registration
Jul 29, 2022 to Jul 20, 2025factForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 17, 2021 to Jun 24, 2022factForm ADV
→ B••• S••••••••• L••

Dated events

Occurred
Jul 20, 2025
Advisor changed firm
J••••• M••• W••••• left R••••• W• B•••• • C•• I••••••••• for M••••••• W••••• M••••••••• L•• (registered 2025-07-21)
Form ADVobserved 7 days ago
Occurred
Jun 24, 2022
Advisor changed firm
J••••• M••• W••••• left T••••• A••••••• S•••••••• I••• for R••••• W• B•••• • C•• I••••••••• (registered 2022-07-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:096cbbcf-8b5a-f36f-fac9-2b5ab444703e
First observed: Nov 15, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.