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Advisor at LPL FINANCIAL LLC
PITTSVILLE, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 8, 2025 | n/a | yes | PITTSVILLE, MD | Current employment |
| EDWARD JONES | National bd RIA | Apr 4, 2022 | Apr 9, 2025 | no | Pittsville, MD|ST LOUIS, MO|BERLIN, MD|GEORGETOWN, DE | Previous registration |
| ANDERSEN WEALTH MANAGEMENT | State registered | Mar 18, 2019 | Nov 18, 2021 | no | EASTON, MD | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Apr 18, 2018 | Jul 30, 2018 | no | Berlin, MD | Previous registration |
| LOMBARD ADVISERS INCORPORATED | Independent wealth | Dec 1, 2017 | Apr 18, 2018 | no | Berlin, MD | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Jan 28, 2014 | Dec 3, 2015 | no | CATONSVILLE, MD|OCEAN CITY, MD|OCEAN CITY, MD|OCEAN CITY, MD|BERLIN, MD|OCEAN PINES, MD | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Nov 17, 2011 | Aug 1, 2012 | no | LINTHICUM HEIGHTS, MD | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Apr 29, 2011 | Jul 15, 2011 | no | ROCKVILLE, MD | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 1, 2009 | Apr 19, 2011 | no | STEVENSVILLE, MD|SAN DIEGO, CA|STEVENSVILLE, MD|ANNAPOLIS, MD | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Oct 22, 2008 | Oct 2, 2009 | no | ANNAPOLIS, MD|ANNAPOLIS, MD|ANNAPOLIS, MD|ANNAPOLIS, MD|PASADENA, MD|SEVERNA PARK, MD|ANNAPOLIS, MD|SEVERNA PARK, MD|ANNAPOLIS, MD|ANNAPOLIS, MD|PASADENA, MD | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Feb 28, 2007 | Oct 20, 2008 | no | SEVERNA PARK, MD|GAMBRILLS, MD|GAMBRILLS, MD|SEVERNA PARK, MD | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 6, 2006 | Mar 12, 2007 | no | ANNAPOLIS, MD|ARNOLD, MD | Previous registration |
| LEGG MASON WOOD WALKER, INCORPORATED | n/a | Mar 13, 1998 | Jan 27, 2006 | no | ANNAPOLIS, MD | Previous registration |