DFX Intelligence

F••••• L•••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

F••••• L•••• C••••••• L••

CRD 160694

BURLINGAME, CA

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Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 11
On other graphs: 4
Observed: Feb 14, 2012 to Mar 16, 2026
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

F••••• L•••• C••••••• L••

Manager with allocator commitments · cited, key_crd, key_sfn_adviser, shared_crd

Venture Capitalidentity

F••••• L•••• C••••••• L••

Venture manager · cited, key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

F••••• L•••• C••••••• L••

Capital provider to sponsors · cited, key_crd, key_sfn_adviser, shared_crd

Private Equity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $9.5B••• Locked
Discretionary RAUM: $9.5B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 24

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E•••••••• P••• I••••••••• F•••• L•••	Private Equity Fund	$6.5B	Mar 16, 2026	1	Mar 8, 2022	reported	n/a
F••••• L•••• C••••••••• P••••••••• I•• L•••	Private Equity Fund	$871M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• M•••••••• A•••••••	MANAGING DIRECTOR	Na	yes	11/2006	Feb 14, 2012	Apr 23, 2024
F•••••• B••••• K••••	MANAGING DIRECTOR	E	yes	09/2004	Feb 14, 2012	Apr 23, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F••••• L•••• C••••••••• G••• I•• L•••	n/a	n/a	n/a	N	yes	n/a
F••••• L•••• C••••••••• G••• I••• L•••	n/a	n/a	n/a	N	yes	n/a
F••••• L•••• C••••••••• G• I•• L•••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Boston	Ma	United States	3	no
London	n/a	United Kingdom	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$9.5B	n/a	n/a	$4.9B	24.8%	24	n/a	2	n/a

Relationships

Advises (20)

→ F••••• L•••• V•••••• F••• I••• L•••Private fundVenture Capital Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ F••••••••• F••• G• V• L•Private fundPrivate Equity Fund, IA
Mar 22, 2023 to presentfactForm ADV
→ F••••• L•••• V•••••• P••••••••• I•••• L•••Private fundVenture Capital Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ E•••••••• P••• I••••••••• F•••• L•••

Dated events

Order

Occurred
16 Mar 2026
Ria principal change
••• Locked
Form ADV
Occurred
16 Mar 2026
Private fund first reported
••• Locked
Form ADV
$204M
Occurred
16 Mar 2026
Private fund gav change2 events
F••••• L•••• C••••••• L••: private fund gav change, 2 counterparties, on 16 Mar 2026
$231M to $3.1B
- ••• Locked$3.1B
- ••• Locked$231M
Occurred
16 Mar 2026
Ria private fund assets change
••• Locked
Form ADV
$3.1B
Occurred
16 Mar 2026
Ria ownership band change
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 14, 2012
Last observed: Mar 16, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 20 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F••••• L•••• V•••••• P••••••••• L•••	Venture Capital Fund	$37.2M	Mar 8, 2022	37	Feb 14, 2012	dropped	021-67311
F••••• L•••• V•••••• P••••••••• I•••• L•••	Venture Capital Fund	$36.6M	Mar 16, 2026	35	Feb 14, 2012	reported	021-158857
F••••• L•••• B••••• P••••••••• I•• L•••	Private Equity Fund	$30.7M	Mar 8, 2022	17	Feb 14, 2012	dropped	021-99535
F••••• L•••• V•••••• F••• I••• L•••	Venture Capital Fund	$26.8M	Mar 16, 2026	22	Feb 14, 2012	reported	021-171072
F••••• L•••• V•••••• P••••••••• I•• L•••	Venture Capital Fund	$22.3M	Mar 16, 2026	16	Feb 14, 2012	reported	021-112299
F••••• L•••• B••••• P••••••••• L•••	Private Equity Fund	$14.9M	Feb 20, 2019	36	Feb 14, 2012	dropped	021-66980
F••••• L•••• S• B••••• P••••••••• L•••	Private Equity Fund	$5.3M	Feb 20, 2019	1	Feb 14, 2012	dropped	021-66979
F••••• L•••• •••••••• F••••• P••••••••• L•••	Venture Capital Fund	$4.2M	Feb 14, 2012	22	Feb 14, 2012	dropped	021-69452
F••••• L•••• ••••••• F••••• P••••••••• L•••	Private Equity Fund	$2.5M	Feb 14, 2012	21	Feb 14, 2012	dropped	021-66981
F••••• L•••• ••••••••• F••••• P••••••••• L•••	Private Equity Fund	$571,999	Jun 23, 2023	17	Feb 14, 2012	reported	021-94505

All 13 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 17, 2015	$1.9B	$1.9B	23	12	n/a	10	$2.0B
2013	Feb 14, 2014	$1.9B	$1.9B	23	15	n/a	10	$1.9B
2012	Jan 28, 2013	$2.0B	$2.0B	22	13	n/a	10	$2.0B