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RIA / WealthAdvisorCertified Financial Planner21 years in industry

KATHRYN LYNN MORENO

Advisor at BEARING FINANCIAL ADVISORS, LLC

AUSTIN, TX

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Search this name across graphsid dfx:ria:097d4638-c6f6-1f78-cb8d-673eb36546ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 7, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BEARING FINANCIAL ADVISORS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 4, 2005
First registration: Feb 7, 2005
Dual registered: no
Other names: NEWHOUSE|AYERS|Kathy SCANLON|KATHRYN LYNN SCANLON
IAPD individual key: 4892673

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BEARING FINANCIAL ADVISORS, LLC	State registered	Sep 9, 2019	n/a	yes	AUSTIN, TX	Current employment
CALTON & ASSOCIATES, INC.	Independent wealth	Aug 1, 2016	Sep 4, 2019	no	AUSTIN, TX\|HUNTINGTON BEACH, CA	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Sep 4, 2007	Aug 2, 2016	no	AUSTIN, TX\|OVERLAND PARK, KS\|AUSTIN, TX\|WORDEN, IL\|AUSTIN, TX	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Feb 7, 2005	Sep 5, 2007	no	NEW YORK, NY\|AUSTIN, TX\|AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CALTON & ASSOCIATES, INC.	BEARING FINANCIAL ADVISORS, LLC	Sep 4, 2019	Sep 9, 2019	5	Firm change	RIA to state RIA
VSR ADVISORY SERVICES	CALTON & ASSOCIATES, INC.	Aug 2, 2016	Aug 1, 2016	-1	Firm change	Other
EQUITABLE ADVISORS, LLC	VSR ADVISORY SERVICES	Sep 5, 2007	Sep 4, 2007	-1	Firm change	Other

Relationships

Registered with (4)

→ BEARING FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Sep 9, 2019 to presentfactForm ADV
→ CALTON & ASSOCIATES, INC.Registered adviserregistration: previous registration
Aug 1, 2016 to Sep 4, 2019factForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Sep 4, 2007 to Aug 2, 2016factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 7, 2005 to Sep 5, 2007factForm ADV

Dated events

No dated event names this entity yet.