DFX Intelligence

S•••• M••••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

S•••• M••••••• S••••••

Advisor at C•••••• G•••• P•••••• C••••• S•••••••• I•••

LOS ANGELES, CA | Los Angeles, CA

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Search this name across graphsid dfx:ria:097e8600-0321-5e04-932b-919e1b878b9e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 15, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• G•••• P•••••• C••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 15, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• G•••• P•••••• C••••• S•••••••• I•••	Independent wealth	Jul 1, 2021	n/a	yes	LOS ANGELES, CA\|Los Angeles, CA	Current employment
C•••••• B••• A•• T•••• C••••••	Asset manager	Jan 19, 2016	Jul 1, 2021	no	IRVINE, CA\|Los Angeles, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• B••• A•• T•••• C••••••	C•••••• G•••• P•••••• C••••• S•••••••• I•••	Jul 1, 2021	Jul 1, 2021	0	Bulk transfer	RIA to new firm
C•••••• G••••••• T•••• C••••••	C•••••• B••• A•• T•••• C••••••	Jan 19, 2016	Jan 19, 2016

Relationships

Registered with (3)

→ C•••••• G•••• P•••••• C••••• S•••••••• I•••Registered adviserregistration: current employment
Jul 1, 2021 to presentfactForm ADV
→ C•••••• B••• A•• T•••• C••••••Registered adviserregistration: previous registration
Jan 19, 2016 to Jul 1, 2021factForm ADV
→ C•••••• G••••••• T•••• C••••••Registered adviserregistration: previous registration
Oct 15, 2014 to Jan 19, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:097e8600-0321-5e04-932b-919e1b878b9e
First observed: Oct 15, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.