DFX Intelligence

C•••••••• A•• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

C•••••••• A•• J••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Chippewa Falls, WI

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Search this name across graphsid dfx:ria:097f673b-5550-1541-7592-2260558855fe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 4, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 18, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Aug 2, 2011	n/a	yes	Chippewa Falls, WI	Current employment
M•••••• P••••••••• P•••••••• L•••	Independent wealth	Jun 12, 2003	May 31, 2011	no	EAU CLAIRE, WI\|CHIPPEWA FALLS, WI\|CHIPPEWA FALLS, WI\|BLOOMER, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	M•••••• P••••••••• P•••••••• L•••	Jul 20, 2011	Jun 12, 2003	-2,960	Firm change after gap	Other
M•••••• P••••••••• P•••••••• L•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	May 31, 2011	Aug 2, 2011

Relationships

Registered with (3)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Aug 2, 2011 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 4, 2002 to Jul 20, 2011factForm ADV
→ M•••••• P••••••••• P•••••••• L•••Registered adviserregistration: previous registration
Jun 12, 2003 to May 31, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:097f673b-5550-1541-7592-2260558855fe
First observed: Dec 4, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.