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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

KURT JAMES HALVERSTADT

Advisor at THE SULLIVAN GROUP

ROSEVILLE, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 14, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE SULLIVAN GROUP
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 1, 1992
First registration: Jan 14, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1829540

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE SULLIVAN GROUP	Former SEC adviser	Sep 2, 2009	n/a	yes	ROSEVILLE, CA	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Sep 14, 2009	no	Roseville, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Dec 17, 2007	Jun 1, 2009	no	ROSEVILLE, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 14, 2002	Dec 19, 2007	no	SACRAMENTO, CA\|SACRAMENTO, CA\|ROSEVILLE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	THE SULLIVAN GROUP	Sep 14, 2009	Sep 2, 2009	-12	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
WELLS FARGO ADVISORS	MORGAN STANLEY & CO. LLC	Dec 19, 2007	Dec 17, 2007	-2	Firm change	Other

Relationships

Registered with (4)

→ THE SULLIVAN GROUPRegistered adviserregistration: current employment
Sep 2, 2009 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Sep 14, 2009factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Dec 17, 2007 to Jun 1, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 14, 2002 to Dec 19, 2007factForm ADV

Dated events

No dated event names this entity yet.