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S••••••••• I••••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S••••••••• I••••••••• M••••••••• L••

CRD 169112

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:098cc36c-f9cb-513d-7a6e-98ff73d3afd4

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 5
On other graphs: 3
Observed: Jun 20, 2018 to Mar 30, 2026
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

S••••••••• I••••••••• M••••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

S••••••••• I••••••••• M••••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

S••••••••• I••••••••• M••••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $282MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $282M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••••••• C••••••• F••• I••• L•	Private Equity Fund	$143M	Mar 28, 2024	98	Mar 29, 2022	reported	021-417631
S••••••••• C••••••• F••• I•• L•	Private Equity Fund	$70.2M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••••• R••••••• H••••	PARTNER & CHIEF COMPLIANCE OFFICER	Na	yes	09/2022	Jun 20, 2018	Mar 28, 2024
L•••••••• J•••••• M••••••	ELECTED MANAGER	F	yes	12/2018	Jun 20, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••••••• C••••••• F••• I• G•••••• P••••••• L••	n/a	n/a	n/a	N	yes	n/a
S••••••••• C••••••• F••• I• G•••••• P••••••• L••	n/a	n/a	n/a	N	yes	n/a
S••••••••• C••••••• F••• I•• G•••••• P••••••• L••

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$282M	$268M	5.0%	$258M	3.0%	3	3	0	0

Relationships

Advises (7)

→ S••••••••• C••••••• ••••••••• F••• I••• L•Private fundPrivate Equity Fund, IA
Mar 29, 2022 to presentfactForm ADV
→ S••••••••• C••••••• ••••••••• F••• I• L•Private fundPrivate Equity Fund, IA
Jun 20, 2018 to presentfactForm ADV
→ S••••••••• C••••••• F••• I• L•••Private fundPrivate Equity Fund, IA
Oct 3, 2013 to presentfactForm ADV
→ S••••••••• C••••••• ••••••••• F••• I• L•

Dated events

Occurred
Oct 12, 2023
Control person left
Elizabeth Heather Sabel (Chief Compliance Officer) no longer on Schedule A of S••••••••• I••••••••• M••••••••• L•• (listed 2023-03-30, absent 2023-10-12)
Form ADVobserved 7 days ago
Occurred
Mar 30, 2023
Control person joined
Elizabeth Heather Sabel (Chief Compliance Officer) appeared on Schedule A of S••••••••• I••••••••• M••••••••• L••
Form ADVobserved 7 days ago
Occurred
Mar 29, 2022
Regulatory AUM changed
S••••••••• I••••••••• M••••••••• L•• reported RAUM $311.7M, up 100% from $155.9M (2021-03-30 to 2022-03-29)
Form ADVobserved 7 days ago
$156M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:098cc36c-f9cb-513d-7a6e-98ff73d3afd4
First observed: Jun 20, 2018
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.