J••• L•••• D•••

Advisor at P•••••• W••••• A•••••••• L••

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0998be12-0ed1-2b97-2622-44aa62c96b1a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 12, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 19, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• W••••• A•••••••• L••	Independent wealth	Jan 21, 2015	n/a	yes	NEW YORK, NY	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Nov 12, 2020	Nov 27, 2024	no	NEW YORK, NY\|UNIONDALE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	n/a	Nov 27, 2024	n/a	n/a	Departure no registered destination	Departure
F•••• A••••• A••••••• S•••••••• I•••	P•••••• W••••• A•••••••• L••	Nov 12, 2020	Jan 21, 2015	-2,122

Team moves

••• Locked

Team	Left	Joined	From	Kind
137888:120358:NY:2020-11-12	Nov 12, 2020	Jan 21, 2015	NEW YORK, NY	Firm change after gap

Relationships

Registered with (5)

→ P•••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jan 21, 2015 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 12, 2020 to Nov 27, 2024factForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 2, 2012 to Nov 12, 2020factForm ADV
→ F•••• A••••• S••••••••• I•••

Dated events

Occurred
Nov 27, 2024
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0998be12-0ed1-2b97-2622-44aa62c96b1a
First observed: Feb 12, 1993
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.