DFX Intelligence

C••••• A••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

C••••• A••••••••• L••

CRD 333153

LONDON

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Search this name across graphsid dfx:ria:099a2af9-5b3b-6c72-df46-f669fd9f8c11

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Jun 15, 2026 to Sep 18, 2026
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.9 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0 bank_owner=false
Regulatory AUM: $72B••• Locked
Discretionary RAUM: $72B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 130

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C• M•••• L••••••	Hedge Fund	$22B	Jun 15, 2026	355	Mar 29, 2018	reported	021-319922
C••••• I••••••••• L••••••	Hedge Fund	$12B	Jun 15, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••• H••••••• S••••• L••	L•••••• PARTNER	B	yes	01/2025	Jun 15, 2026	Jun 15, 2026
L••• A•••••• E•••	CHAIRMAN, CHIEF EXECUTIVE OFFICER AND L•••••• PARTNER	D	yes	01/2025	Jun 15, 2026	Jun 15, 2026

Relationships

Advises (5)

→ C• S••••••• L••••••Private fundHedge Fund, IA
Jun 15, 2026 to presentfactForm ADV
→ C• C•••••• L••••••Private fundHedge Fund, IA
Mar 31, 2017 to presentfactForm ADV
→ C••••• I••••••••• L••••••Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ C• D•••••• L••••••Private fund

Dated events

Occurred
Jun 15, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$1.9B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:099a2af9-5b3b-6c72-df46-f669fd9f8c11
First observed: Jun 15, 2026
Last observed: Sep 18, 2026 5 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.