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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MULLANEY KEATING & WRIGHT INC

CRD 110743

MIDDLETOWN, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:09a3628a-3f4e-eec6-211d-06bd7eca08c2

Data as of May 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2012 to May 14, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.88 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $337MItem 5.F on the latest filing (2026-05-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $300M
Private client RAUM: $296MderivedItem 5.D individuals plus high net worth individuals
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $112Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 504
Individual clients: 110
High net worth clients: 70
SEC number: 801-47490
CRD: 110743
Filings on the tape: 20
First filed: Mar 29, 2012
Latest filed: May 14, 2026
Organised: Corporation, CT
Website: mkwinc.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ANTHONY VINCENT LYNCH	n/a	MIDDLETOWN, CT	27	42	n/a	no
FRANCIS C. CARPENTIER	Certified Financial Planner	MIDDLETOWN, CT	22	33	1	no
JESSICA ANNE GILBERT	Certified Financial Planner	MIDDLETOWN, CT \| CHESTER, CT	4	16	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CARPENTIER, FRANCIS, C.	EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	D	yes	11/2003	Mar 29, 2012	Sep 25, 2024
LYNCH, ANTHONY, VINCENT	EXECUTIVE VICE PRESIDENT	D	yes	07/1998	Mar 29, 2012	Sep 25, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Sep 25, 2024	$326M	$280M	3	3	0	n/a	n/a
2023	Sep 18, 2023	$298M	$259M	4	4	0	n/a	n/a
2022	Sep 29, 2022	$263M	$235M	4	4	0	n/a	n/a
2021	Sep 21, 2021	$325M	$294M	4	3	0	n/a	n/a
2020	Sep 23, 2020	$266M	$236M	3	3	0	n/a	n/a
2019	Sep 26, 2019	$276M	$259M	3	3	0	n/a	n/a
2018	Aug 31, 2018	$273M	$258M	3	3	0	n/a	n/a
2017	Sep 6, 2017	$273M	$272M	3	3	n/a	n/a	n/a
2016	Sep 20, 2016	$248M	$247M	3	3	n/a	n/a	n/a
2015	Aug 21, 2015	$265M	$256M	3	3	n/a	n/a	n/a
2014	Sep 24, 2014	$260M	$260M	3	3	n/a	n/a	n/a
2013	Sep 18, 2013	$235M	$234M	3	3	n/a	n/a	n/a
2012	Sep 12, 2012	$211M	$210M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$337M	$298M	12.9%	$325M	1.2%	3	4	0	0

Relationships

Registered with (3)

← JESSICA ANNE GILBERTAdvisorregistration: current employment
Nov 19, 2021 to presentfactForm ADV
← FRANCIS C. CARPENTIERAdvisorregistration: current employment
Dec 2, 2003 to presentfactForm ADV
← ANTHONY VINCENT LYNCHAdvisorregistration: current employment
Mar 9, 1999 to presentfactForm ADV

Controls (2)

← LYNCH, ANTHONY, VINCENTOwnerEXECUTIVE VICE PRESIDENT, ownership code D, individual
Mar 29, 2012 to Sep 25, 2024factForm ADV
← CARPENTIER, FRANCIS, C.OwnerEXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 29, 2012 to Sep 25, 2024factForm ADV

Dated events

Occurred
Sep 25, 2024
Control person left
Francis Thomas Mullaney (President, Director) no longer on Schedule A of Mullaney Keating & Wright Inc (listed 2023-09-18, absent 2024-09-25)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:09a3628a-3f4e-eec6-211d-06bd7eca08c2
First observed: Mar 29, 2012
Last observed: May 14, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MULLANEY KEATING & WRIGHT INC

CRD 110743

MIDDLETOWN, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:09a3628a-3f4e-eec6-211d-06bd7eca08c2

Data as of May 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:07 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ANTHONY VINCENT LYNCH

n/a

MIDDLETOWN, CT

n/a

FRANCIS C. CARPENTIER

Certified Financial Planner

MIDDLETOWN, CT

JESSICA ANNE GILBERT

Certified Financial Planner

MIDDLETOWN, CT | CHESTER, CT

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CARPENTIER, FRANCIS, C.

EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

11/2003

Mar 29, 2012

Sep 25, 2024

LYNCH, ANTHONY, VINCENT

EXECUTIVE VICE PRESIDENT

yes

07/1998

Mar 29, 2012

Sep 25, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Sep 25, 2024

$326M

$280M

n/a

2023

Sep 18, 2023

$298M

$259M

n/a

2022

Sep 29, 2022

$263M

$235M

n/a

2021

Sep 21, 2021

$325M

$294M

n/a

2020

Sep 23, 2020

$266M

$236M

n/a

2019

Sep 26, 2019

$276M

$259M

n/a

2018

Aug 31, 2018

$273M

$258M

n/a

2017

Sep 6, 2017

$273M

$272M

n/a

2016

Sep 20, 2016

$248M

$247M

n/a

2015

Aug 21, 2015

$265M

$256M

n/a

2014

Sep 24, 2014

$260M

n/a

2013

Sep 18, 2013

$235M

$234M

n/a

2012

Sep 12, 2012

$211M

$210M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$337M

$298M

12.9%

$325M

1.2%