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Advisor at SANCTUARY ADVISORS, LLC
MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SANCTUARY ADVISORS, LLC | Bd affiliated wealth | Nov 18, 2016 | n/a | yes | MIAMI, FL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Nov 25, 2016 | no | INDIANAPOLIS, IN|INDIANAPOLIS, IN | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Jan 13, 1995 | Jul 1, 2003 | no | INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | SANCTUARY ADVISORS, LLC | Nov 25, 2016 | Nov 18, 2016 | -7 | Firm change | Other |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:226606:IN:2016-11-18 | Nov 25, 2016 | Nov 18, 2016 | INDIANAPOLIS, IN | Firm change |