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Advisor at REGENT WEALTH MANAGEMENT, INC.
TULSA, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| REGENT WEALTH MANAGEMENT, INC. | Former SEC adviser | Aug 3, 2009 | n/a | yes | TULSA, OK | Current employment |
| THE LEGACY FINANCIAL GROUP, INC. | Independent wealth | May 23, 2005 | Nov 16, 2009 | no | TULSA, OK | Previous registration |
| ZAXIS, LLC | n/a | Feb 16, 2000 | Dec 31, 2005 | no | TULSA, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE LEGACY FINANCIAL GROUP, INC. | REGENT WEALTH MANAGEMENT, INC. | Nov 16, 2009 | Aug 3, 2009 | -105 | Firm change after gap | Other |
| ZAXIS, LLC | THE LEGACY FINANCIAL GROUP, INC. | Dec 31, 2005 | May 23, 2005 | -222 | Firm change after gap | Other |