DFX Intelligence

P•••• T••••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

P•••• T••••••• M•••••••

Advisor at S•••• W••••• M••••••••• L••

MCLEAN, VA | Bethesda, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:09af805a-fe89-d0e8-78d9-0bab6785bf2f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 5, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 10, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• W••••• M••••••••• L••	Bd affiliated wealth	Nov 20, 2008	n/a	yes	MCLEAN, VA\|Bethesda, MD	Current employment
H••• S••••••••• •••• I•••	Bd affiliated wealth	Mar 27, 2008	Sep 22, 2008	no	WASHINGTON, DC\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••• S••••••••• •••• I•••	S•••• W••••• M••••••••• L••	Sep 22, 2008	Nov 20, 2008	59	Firm change	Other
C••••••• I••••••••• S•••••••	H••• S••••••••• •••• I•••	Apr 3, 2007	Mar 27, 2008

Relationships

Registered with (3)

→ S•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 20, 2008 to presentfactForm ADV
→ H••• S••••••••• •••• I•••Registered adviserregistration: previous registration
Mar 27, 2008 to Sep 22, 2008factForm ADV
→ C••••••• I••••••••• S•••••••Registered adviserregistration: previous registration
Jul 5, 2005 to Apr 3, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:09af805a-fe89-d0e8-78d9-0bab6785bf2f
First observed: Jul 5, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.