This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

BAUER WEALTH MANAGEMENT INC.

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S63|S66

First exam

Jul 13, 2021

First registration

Aug 2, 2022

Dual registered

no

Other names

TRISTAN OURAY SMITH|Tristan Smith

IAPD individual key

7361738

• Occurred

  Apr 25, 2024
  Advisor changed firm

  Tristan Ouray Smith left Fidelity Personal And Workplace Advisors for Bauer Wealth Management Inc. (registered 2024-07-10)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:09b03366-fa50-4fd2-83c5-3010a7e61bea

First observed

Aug 2, 2022

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.