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D••••• L•• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)41 years in industry

D••••• L•• D•••••••••

Advisor at M•••• A•••••••• I•••

OKLAHOMA CITY, OK

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Search this name across graphsid dfx:ria:09b13a90-111f-ec4a-a7c1-813ce7132af0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 22, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• A•••••••• I•••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 26, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• A•••••••• I•••	State registered	Sep 25, 2012	n/a	yes	OKLAHOMA CITY, OK	Current employment
A•••••••	Former SEC adviser	Aug 18, 2005	Sep 7, 2012	no	OKLAHOMA CITY, OK

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••••	M•••• A•••••••• I•••	Sep 7, 2012	Sep 25, 2012	18	Firm change	Other

Relationships

Registered with (2)

→ M•••• A•••••••• I•••Registered adviserregistration: current employment
Sep 25, 2012 to presentfactForm ADV
→ A•••••••Registered adviserregistration: previous registration
Aug 18, 2005 to Sep 7, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:09b13a90-111f-ec4a-a7c1-813ce7132af0
First observed: Aug 22, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.