T••• S• C•••

Advisor at L•• F•••••••• L••

GERMANTOWN, TN | FORT WAYNE, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:09b66ce7-a336-0729-9a8e-19bacf260f87

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 14, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 15, 2023	n/a	yes	GERMANTOWN, TN\|FORT WAYNE, IN	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Sep 28, 2020	Feb 15, 2023	no	Fort Wayne, IN\|WALTHAM, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	L•• F•••••••• L••	Feb 15, 2023	Feb 15, 2023	0	Firm change	Ibd to RIA
E••••• J••••	C••••••••• F•••••••• N••••••	Sep 29, 2020	Sep 28, 2020

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 15, 2023 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Sep 28, 2020 to Feb 15, 2023factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Nov 14, 2014 to Sep 29, 2020factForm ADV

Dated events

Occurred
Feb 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:09b66ce7-a336-0729-9a8e-19bacf260f87
First observed: Nov 14, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.