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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)37 years in industry

MICHAEL MOGAVERO

Advisor at STRATEGIC ADVISERS LLC

JERICHO, NY

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Search this name across graphsid dfx:ria:09b78ad8-7681-7727-0fdb-ced80a4afbfa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 12, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 10, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Analyst
Exams: S66|S63
First exam: Jan 10, 1989
First registration: Jul 12, 2010
Dual registered: yes, broker-dealer
IAPD individual key: 1869961

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	JERICHO, NY	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Apr 15, 2022	Mar 31, 2025	no	MERRIMACK, NH\|JERICHO, NY	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Aug 10, 2015	no	ELMONT, NY\|FAR ROCKAWAY, NY\|ELMONT, NY\|BELLEROSE, NY\|MINEOLA, NY\|MINEOLA, NY\|NEW HYDE PARK, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Oct 28, 2011	Oct 1, 2012	no	FAR ROCKAWAY, NY\|ELMONT, NY\|ELMONT, NY	Previous registration
MORGAN STANLEY	Wirehouse	Jul 12, 2010	Aug 26, 2011	no	Melville, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
J.P. MORGAN SECURITIES LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Aug 10, 2015	Apr 15, 2022	2,440	Firm change after gap	Wirehouse to ibd
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
MORGAN STANLEY	CHASE INVESTMENT SERVICES CORP.	Aug 26, 2011	Oct 28, 2011	63	Firm change	Other

Relationships

Registered with (5)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Apr 15, 2022 to Mar 31, 2025factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Aug 10, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Oct 28, 2011 to Oct 1, 2012factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jul 12, 2010 to Aug 26, 2011factForm ADV

Dated events

No dated event names this entity yet.