DFX Intelligence

E••••• M•••••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

E••••• M•••••• G•••••••

Advisor at O•••••••••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 23, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Sep 29, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	Feb 3, 2025	n/a	yes	WALNUT CREEK, CA\|OVERLAND PARK, KS\|Danville, CA	Current employment
B•••••••• C•••••• G••••• L••	Independent wealth	Nov 4, 2016	Jun 26, 2025	no	LIVERMORE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• C•••••• G••••• L••	O•••••••••	Jun 26, 2025	Feb 3, 2025	-143	Firm change after gap	Other
I••••••• F•••••••• S•••••••	B•••••••• C•••••• G••••• L••	Dec 31, 2020	Nov 4, 2016

Relationships

Registered with (4)

→ O•••••••••Registered adviserregistration: current employment
Feb 3, 2025 to presentfactForm ADV
→ B•••••••• C•••••• G••••• L••Registered adviserregistration: previous registration
Nov 4, 2016 to Jun 26, 2025factForm ADV
→ I••••••• F•••••••• S•••••••Registered adviserregistration: previous registration
Feb 29, 2012 to Dec 31, 2020factForm ADV
→ M••••• S••••••Registered adviser

Dated events

Order

Occurred
26 Jun 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 23, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.