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Advisor at U.S. BANCORP ADVISORS, LLC
Laguna Niguel, CA | Westminster, CA | Fullerton, CA | Dana Point, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Feb 13, 2026 | n/a | yes | Laguna Niguel, CA|Westminster, CA|Fullerton, CA|Dana Point, CA | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Jun 2, 2023 | Feb 13, 2026 | no | Dana Point, CA|Fullerton, CA|Westminster, CA|SAINT PAUL, MN|Boise, ID|San Clemente, CA|Laguna Niguel, CA | Previous registration |
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Jul 16, 2021 | May 31, 2023 | no | SAN CLEMENTE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP ADVISORS, LLC | Feb 13, 2026 | Feb 13, 2026 | 0 | Bulk transfer | Ibd to ibd |
| U.S. BANCORP ADVISORS, LLC | U.S. BANCORP INVESTMENTS, INC. | May 31, 2023 | Jun 2, 2023 | 2 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 14455:17868:CA:2023-05-31 | May 31, 2023 | Jun 2, 2023 | SAN CLEMENTE, CA | Firm change |