DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

MONACO CAPITAL MANAGEMENT, LLC

CRD 130174

VIRGINIA BEACH, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:09cd133e-485c-4dd3-ca4f-8ce79b273fb9

Data as of Feb 16, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 13
On other graphs: 0
Observed: Mar 14, 2012 to Feb 16, 2024
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $172MItem 5.F on the latest filing (2024-02-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $170M
Private client RAUM: $164MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,045
Individual clients: 391
High net worth clients: 42
SEC number: 801-118695
CRD: 130174
Filings on the tape: 29
First filed: Mar 14, 2012
Latest filed: Feb 16, 2024
Organised: Limited Liability Company, Virginia

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FREEDOM STREET PARTNERS LLC	Owner	E	yes	12/2022	Jan 25, 2023	Feb 16, 2024
FSP ENTERPRISE LLC	Owner	E	yes	12/2023	Feb 16, 2024	Feb 16, 2024
HARK, KIRSTIN, LYNN	CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCIAL PLANNING	Na	yes	12/2023	Dec 15, 2023	Feb 16, 2024
STEWARD PARTNERS HOLDINGS, LLC	Owner	E	yes	12/2023	Feb 16, 2024	Feb 16, 2024
STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC	Owner	D	yes	12/2023	Feb 16, 2024	Feb 16, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
STEWARD PARTNERS INVESTMENT ADVISORY, LLC	n/a	Bd affiliated wealth	$37B	N	yes	n/a
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC	n/a	Former SEC adviser	$991M	N	yes	n/a
ELAN WEALTH MANAGEMENT, L.L.C.	n/a	Former SEC adviser	$135M	N	yes	n/a
STEWARD PARTNERS GLOBAL ADVISORY, LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Jan 25, 2023	$172M	$170M	4	2	0	n/a	n/a
2021	Feb 9, 2022	$205M	$204M	5	2	0	n/a	n/a
2020	Feb 25, 2021	$178M	$177M	5	2	0	n/a	n/a
2016	Mar 29, 2017	$102M	$74.0M	4	2	n/a	n/a	n/a
2015	Mar 24, 2016	$97.0M	$67.6M	4	2	n/a	n/a	n/a
2011	Mar 14, 2012	$66.5M	$37.1M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$172M	$205M	-16.1%	n/a	n/a	3	5	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
STEWARD PARTNERS INVESTMENT ADVISORY, LLC	2	Mar 25, 2024	Apr 19, 2024	VIRGINIA BEACH, VA	Team lift out	RIA to ibd	100.0%

Relationships

Affiliated with (4)

→ STEWARD PARTNERS INVESTMENT SOLUTIONS, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ ELAN WEALTH MANAGEMENT, L.L.C.Registered adviserother investment adviser, common control
factForm ADV
→ STEWARD PARTNERS INVESTMENT ADVISORY, LLCRegistered adviserother investment adviser, common control
factForm ADV
← FREEDOM STREET PARTNERSRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (5)

← HARK, KIRSTIN, LYNNOwnerCHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCIAL PLANNING, ownership code NA, individual
Dec 15, 2023 to presentfactForm ADV
← FREEDOM STREET PARTNERS LLCOwnerOWNER, ownership code E, domestic entity
Jan 25, 2023 to presentfactForm ADV
← FSP ENTERPRISE LLCOwnerOWNER, ownership code E, domestic entity
Feb 16, 2024 to presentfactForm ADV
← STEWARD PARTNERS HOLDINGS, LLCOwnerOWNER, ownership code E, domestic entity
Feb 16, 2024 to presentfactForm ADV
← STEWARD PARTNERS MANAGEMENT HOLDINGS, LLCOwnerOWNER, ownership code D, domestic entity
Feb 16, 2024 to presentfactForm ADV

Moved with (1)

→ STEWARD PARTNERS INVESTMENT ADVISORY, LLCRegistered adviser2 advisors, team lift out, same day
Mar 25, 2024 to Apr 19, 2024factForm ADV

Registered with (3)

← Kirstin Lynn HarkAdvisorregistration: previous registration
Dec 19, 2023 to Mar 25, 2024factForm ADV
← ANDREW CHRISTOPHER GREGORYAdvisorregistration: previous registration
Dec 19, 2023 to Mar 25, 2024factForm ADV
← Andrea Lee McMurranAdvisorregistration: previous registration
Feb 9, 2009 to Dec 22, 2023factForm ADV

Dated events

Occurred
Mar 25, 2024
Team lift-out
2 advisors left Monaco Capital Management, LLC (Virginia Beach, VA) for Steward Partners Investment Advisory, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Mar 25, 2024
Advisor changed firm
Andrew Christopher Gregory left Monaco Capital Management, Llc for Steward Partners Investment Advisory, Llc (registered 2024-03-15)
Form ADVobserved 5 days ago
Occurred
Mar 25, 2024
Advisor changed firm
Kirstin Lynn Hark left Monaco Capital Management, Llc for Steward Partners Investment Advisory, Llc (registered 2024-04-19)
Form ADVobserved 5 days ago
Occurred
Feb 16, 2024
Control person left
Wayne Scott Danner (Control Member) no longer on Schedule A of Monaco Capital Management, Llc (listed 2024-01-09, absent 2024-02-16)
Form ADVobserved 5 days ago
Occurred
Feb 16, 2024
Control person left
Christopher Andrew Gregory (Member) no longer on Schedule A of Monaco Capital Management, Llc (listed 2024-01-09, absent 2024-02-16)
Form ADVobserved 5 days ago
Occurred
Dec 22, 2023
Advisor changed firm
Andrea Lee Mcmurran left Monaco Capital Management, Llc for Raymond James Financial Services Advisors, Inc (registered 2024-02-20)
Form ADVobserved 5 days ago
Occurred
Dec 15, 2023
Control person joined
Lynn Kirstin Hark (Chief Compliance Officer) appeared on Schedule A of Monaco Capital Management, Llc
Form ADVobserved 5 days ago
Occurred
Dec 15, 2023
Control person left
Lee Kirstin Hark (Chief Compliance Officer) no longer on Schedule A of Monaco Capital Management, Llc (listed 2023-12-14, absent 2023-12-15)
Form ADVobserved 5 days ago
Occurred
Sep 6, 2023
Control person joined
Lee Andrea Mcmurran (Chief Compliance Officer) appeared on Schedule A of Monaco Capital Management, Llc
Form ADVobserved 5 days ago
Occurred
Sep 6, 2023
Control person left
Anthony Joseph Monaco (President And Chief Compliance Officer) no longer on Schedule A of Monaco Capital Management, Llc (listed 2023-06-27, absent 2023-09-06)
Form ADVobserved 5 days ago
Occurred
Jan 25, 2023
Control person joined
Wayne Scott Danner (Control Member) appeared on Schedule A of Monaco Capital Management, Llc
Form ADVobserved 5 days ago
Occurred
Jan 25, 2023
Control person joined
Christopher Andrew Gregory (Member) appeared on Schedule A of Monaco Capital Management, Llc
Form ADVobserved 5 days ago
Occurred
Mar 26, 2015
First Form ADV filing
Monaco Capital Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:09cd133e-485c-4dd3-ca4f-8ce79b273fb9
First observed: Mar 14, 2012
Last observed: Feb 16, 2024 31 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MONACO CAPITAL MANAGEMENT, LLC

CRD 130174

VIRGINIA BEACH, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:09cd133e-485c-4dd3-ca4f-8ce79b273fb9

Data as of Feb 16, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:52 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FREEDOM STREET PARTNERS LLC

Owner

yes

12/2022

Jan 25, 2023

Feb 16, 2024

FSP ENTERPRISE LLC

Owner

yes

12/2023

Feb 16, 2024

HARK, KIRSTIN, LYNN

CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCIAL PLANNING

yes

12/2023

Dec 15, 2023

Feb 16, 2024

STEWARD PARTNERS HOLDINGS, LLC

Owner

yes

12/2023

Feb 16, 2024

STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC

Owner

yes

12/2023

Feb 16, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

n/a

Bd affiliated wealth

$37B

yes

n/a

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

n/a

Former SEC adviser

$991M

yes

n/a

ELAN WEALTH MANAGEMENT, L.L.C.

n/a

Former SEC adviser

$135M

yes

n/a

STEWARD PARTNERS GLOBAL ADVISORY, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Jan 25, 2023

$172M

$170M

n/a

2021

Feb 9, 2022

$205M

$204M

n/a

2020

Feb 25, 2021

$178M

$177M

n/a

2016

Mar 29, 2017

$102M

$74.0M

n/a

2015

Mar 24, 2016

$97.0M

$67.6M

n/a

2011

Mar 14, 2012

$66.5M

$37.1M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$172M

$205M

-16.1%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

Mar 25, 2024

Apr 19, 2024

VIRGINIA BEACH, VA

Team lift out

RIA to ibd

100.0%