DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••• P••••••• I••••••••• A•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••• P••••••• I••••••••• A•••••••• L•• | Bd affiliated wealth | May 2, 2016 | n/a | yes | Washington, DC|STAMFORD, CT|VIENNA, VA | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | May 20, 2015 | Dec 8, 2016 | no | WASHINGTON, DC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | S•••••• P••••••• I••••••••• A•••••••• L•• | Dec 8, 2016 | May 2, 2016 | -220 | Firm change after gap | Other |
| M••••• S•••••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Oct 9, 2013 | May 20, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:283004:DC:2016-12-08 | Dec 8, 2016 | May 2, 2016 | WASHINGTON, DC | Firm change after gap |
| M••••• S•••••• | Wirehouse | Nov 4, 2010 | Oct 9, 2013 | no | WASHINGTON, DC|WASHINGTON, DC | Previous registration |
| 588 |
| Firm change after gap |
| Other |