G•• K••••

Advisor at K••••• P•••••• W••••• S•••••••• L••

SAN DIEGO, CA | AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 11, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• P•••••• W••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• P•••••• W••••• S•••••••• L••	Bd affiliated wealth	May 31, 2023	n/a	yes	SAN DIEGO, CA\|AUSTIN, TX	Current employment
P•••••• A•••• M••••••••• I••	Former SEC adviser	Feb 11, 2022	Jun 23, 2023	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A•••• M••••••••• I••	K••••• P•••••• W••••• S•••••••• L••	Jun 23, 2023	May 31, 2023	-23	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
106598:155193:CA:2023-06-23	Jun 23, 2023	May 31, 2023	SAN DIEGO, CA	Firm change

Relationships

Registered with (2)

→ K••••• P•••••• W••••• S•••••••• L••Registered adviserregistration: current employment
May 31, 2023 to presentfactForm ADV
→ P•••••• A•••• M••••••••• I••Registered adviserregistration: previous registration
Feb 11, 2022 to Jun 23, 2023factForm ADV

Dated events

Order

Occurred
23 Jun 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 11, 2022
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.