DFX Intelligence

T•• R••••••••• S•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

T•• R••••••••• S•••• L••

CRD 312623

FREDERICKSBURG, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:09eb008b-90ae-9a27-aedc-ae5feff0d49c

Data as of Aug 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 12, 2026 to Aug 12, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $18.2M••• Locked
Discretionary RAUM: $18.2M
Private client RAUM: $18.2Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••••• B•••• S••••	n/a	FREDERICKSBURG, VA	5	23	1	no
C••••••••• R••••• K•••••	n/a	FREDERICKSBURG, VA	3	13

Relationships

Registered with (4)

← C••••••••• R••••• K•••••Advisorregistration: current employment
Jun 22, 2023 to presentfactForm ADV
← J•••••• B•••• S••••Advisorregistration: current employment
Mar 10, 2021 to presentfactForm ADV
← A••••• C••••••••• C••••Advisorregistration: previous registration
Aug 21, 2023 to Dec 8, 2023factForm ADV
← S••••• M••••

Dated events

Occurred
Dec 8, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jul 22, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:09eb008b-90ae-9a27-aedc-ae5feff0d49c
First observed: Aug 12, 2026
Last observed: Aug 12, 2026 42 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.