DFX Intelligence

M•••••• M••••• J•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

M•••••• M••••• J•••

Advisor at R•••• O•• F•••••••• G••••

WORTHINGTON, OH

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Search this name across graphsid dfx:ria:09edc678-9829-4ca4-7e96-0252b439b9af

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 4, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• O•• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• O•• F•••••••• G••••	Independent wealth	Feb 26, 2013	n/a	yes	WORTHINGTON, OH	Current employment
S••••• A••• I••••••••• A•••••• S•••••••• I•••	Former SEC adviser	Mar 15, 2010	Mar 8, 2013	no	KENTON, OH\|LANCASTER, OH\|WORTHINGTON, OH\|SCOTTSDALE, AZ\|GRANVILLE, OH\|LANCASTER, OH\|WORTHINGTON, OH\|TWINSBURG, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• A••• I••••••••• A•••••• S•••••••• I•••	R•••• O•• F•••••••• G••••	Mar 8, 2013	Feb 26, 2013	-10	Firm change	Other
H• B•••• I•••	S••••• A••• I••••••••• A•••••• S•••••••• I•••	Mar 2, 2010	Mar 15, 2010

Relationships

Registered with (3)

→ R•••• O•• F•••••••• G••••Registered adviserregistration: current employment
Feb 26, 2013 to presentfactForm ADV
→ S••••• A••• I••••••••• A•••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 15, 2010 to Mar 8, 2013factForm ADV
→ H• B•••• I•••Registered adviserregistration: previous registration
Oct 4, 2007 to Mar 2, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:09edc678-9829-4ca4-7e96-0252b439b9af
First observed: Oct 4, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.