DFX Intelligence

J••• D••••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

J••• D••••• H•••••••••

Advisor at W•••••••• L••

Broomfield, CO | BALTIMORE, MD

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Search this name across graphsid dfx:ria:09ee7e85-554c-013b-e84e-01b70398062b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Sep 23, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••••• L••	Former SEC adviser	Aug 6, 2025	n/a	yes	BALTIMORE, MD\|Broomfield, CO	Current employment
F•••••••• P••••••• S••••••••• L••	n/a	Feb 20, 2025	Jun 24, 2025	no	Broomfield, CO\|COLORADO SPRINGS, CO\|Broomfield, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• P••••••• S••••••••• L••	W•••••••• L••	Jun 24, 2025	Aug 6, 2025	43	Firm change	Other
E•••••••• A•••••••• L••	F•••••••• P••••••• S••••••••• L••	Mar 7, 2022	Feb 20, 2025

Relationships

Registered with (3)

→ W•••••••• L••Registered adviserregistration: current employment
Aug 6, 2025 to presentfactForm ADV
→ F•••••••• P••••••• S••••••••• L••Registered adviserregistration: previous registration
Feb 20, 2025 to Jun 24, 2025factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 23, 2021 to Mar 7, 2022factForm ADV

Dated events

Occurred
Jun 24, 2025
Advisor changed firm
J••• D••••• H••••••••• left F•••••••• P••••••• S••••••••• L•• for W•••••••• L•• (registered 2025-08-06)
Form ADVobserved 7 days ago
Occurred
Mar 7, 2022
Advisor changed firm
J••• D••••• H••••••••• left E•••••••• A•••••••• L•• for F•••••••• P••••••• S••••••••• L•• (registered 2025-02-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:09ee7e85-554c-013b-e84e-01b70398062b
First observed: Sep 23, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.